Michael Ivey
Michael Ivey is a registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6402 98th St, Ste 100, Lubbock, TX, 79424
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Regulatory History (1)
Customer Dispute
July 2022Other Business ActivitiesSells Insurance
Michael owns rental real estate, dedicating minimal time. He also operates RFS Financial Services LLC as a DBA for his LPL business, which is a full-time commitment. Additionally, Michael sells non-variable insurance, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.