Barry Malone
Barry Malone is a CFP-designated registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
5202 Indiana Avenue, Lubbock, TX, 79413-4216
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Regulatory History (1)
Customer Dispute
February 2022Other Business ActivitiesSells Insurance
Barry sells non-variable insurance products, including life, health, and disability insurance, dedicating about 40% of his time to this activity. He also works as an assistant to a tax preparer, spending a few hours per week, and operates MWC Financial Services as a DBA for his LPL business, dedicating full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Level Four Advisory Services
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
1717 Capital Management CompanyBroker
Washington Square Securities, INC.Broker
Fortis Investors, INC.Broker
Fortis Investors, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.