Darren James is a registered investment advisor at LPL Financial LLC, based in Lubbock, TX, with 22 years of industry experience. Darren is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
3309 67th St. Ste 23, Lubbock, TX, 79413
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
February 2022Other Business Activities
Darren operates James & Sons Wealth Management as a DBA for his LPL business since May 2022. He also owns Glorified Family Plumbing, LLC and works as its bookkeeper, spending a few hours per week on this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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