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Anagha Madrigal

21 Years of Experience
San Rafael, CA
Broker

Anagha Madrigal is a registered investment advisor at LPL Financial LLC, based in San Rafael, CA, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

San Rafael, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Financial LLC
November 2015 - Present · 10 yrs 8 mos
LPL Financial LLCBroker
October 2015 - Present · 10 yrs 9 mos
Previous Registrations
J.P. Morgan Institutional Investments INC.Broker
September 2012 - December 2014 · 2 yrs 3 mos
Russell Financial Services, INC., Part of Russell InvestmentsBroker
July 2011 - August 2012 · 1 yr 1 mo
Strategic Advisers, INC.
January 2010 - July 2011 · 1 yr 6 mos
Fidelity Brokerage Services LLCBroker
November 2009 - July 2011 · 1 yr 8 mos
UBS Financial Services INC.
November 2003 - May 2009 · 5 yrs 6 mos
UBS Financial Services INC.Broker
September 2003 - May 2009 · 5 yrs 8 mos
State Registrations17 states
CADCFLGAILKSMAMSNCNJNMNYOHTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.