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AP
CFP
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CFP

Angela Pierce

LPL Financial LLC
16 Years of Experience
Rochester, MN
Broker
View SEC Summary
View SEC Summary

Angela Pierce is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rochester, MN, with 16 years of industry experience. Angela is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3425 40th Ave NW Suite 110, Rochester, MN, 55901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Angela operates her LPL business under the DBA RoundTable Wealth Partners, dedicating full-time hours to it. She is also a Notary in Minnesota and has a business entity, CA Pierce Advisory, for tax/investment purposes, spending more than full-time hours on it.

Employment History
Current Registrations
LPL Financial LLCBroker
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Punch & Associates Investment Management, INC.
January 2014 - April 2024 · 10 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2011 - May 2013 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2010 - May 2013 · 2 yrs 6 mos
Commonwealth Financial NetworkBroker
March 2009 - October 2010 · 1 yr 7 mos
State Registrations6 states
AZFLMIMNNDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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