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CFP
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CFP

Robert Reynolds

LPL Financial LLC
18 Years of Experience
Rochester, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Robert Reynolds is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rochester, MN, with 18 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3425 40th Ave NW Suite 110, Rochester, MN, 55901

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert sells non-variable insurance, dedicating minimal time to this activity. He also operates under the DBA RoundTable Wealth Partners for his LPL business and has outside W-2 employment, taking nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
June 2012 - July 2021 · 9 yrs 1 mo
Waddell & ReedBroker
June 2012 - July 2021 · 9 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2008 - June 2012 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2008 - June 2012 · 3 yrs 11 mos
State Registrations12 states
ARAZCAFLKYMIMNMOOHOKTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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