Robert Ziller
Robert Ziller is a registered investment advisor at LPL Financial LLC, based in Rochester, MN, with 39 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Rochester, MN
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2008Regulatory
July 1993Employment Separation After Allegations
May 1990Other Business ActivitiesSells Insurance
Robert operates his LPL business under the DBA Discovery Financial Centers, dedicating full-time hours to financial investments. He also acts as an insurance agent selling term and universal life insurance, spending a few hours per week on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Ing Financial Partners, INC.Broker
Financial Network Investment CorporationBroker
First Pacific Capital CorporationBroker
Advantage Capital CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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