Steven Westerman
Steven Westerman is a registered investment advisor at UBS Financial Services INC., based in Los Angeles, CA, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
2000 Avenue of the Stars, 12th Floor, Los Angeles, CA, 90067
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Regulatory History (1)
Customer Dispute
December 2022Other Business Activities
Steven is a board member for Hillel Hebrew Academy, a religious non-profit day school, where he helps with fundraising, asset allocation, and promoting school activities, dedicating about 10-20% of his time. He also serves as a board member for Bounce Athletics Corp and Ten Toes Down, both retail and apparel companies, providing general advising to the founders.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Credit Suisse Securities (USA) LLC
Credit Suisse Securities (USA) LLCBroker
State Registrations40 states
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