TrueAdvisor
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JH
CFP
JH
CFP

James Hasson

LPL Financial LLC
22 Years of Experience
Greenwood Village, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Hasson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Greenwood Village, CO, with 22 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5251 Dtc Pkwy Ste 1045, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James is affiliated with an independent insurance agency selling fixed insurance products, dedicating minimal time to this activity. He also operates under the DBAs JTH Wealth Management and Hasson Financial, and is associated with Western Wealth Management, LLC as a Registered Investment Advisor, spending about half his time on securities trading.

Employment History
Current Registrations
LPL Financial LLC
May 2020 - Present · 6 yrs 5 mos
Western Wealth Management LLC
June 2016 - Present · 10 yrs 4 mos
LPL Financial LLCBroker
April 2009 - Present · 17 yrs 6 mos
Previous Registrations
Western Wealth Management LLC
May 2015 - June 2016 · 1 yr 1 mo
LPL Financial LLC
April 2009 - September 2016 · 7 yrs 5 mos
Ameriprise Financial Services, INC.
August 2005 - April 2009 · 3 yrs 8 mos
Ameriprise Financial Services, INC.Broker
November 2003 - April 2009 · 5 yrs 5 mos
Ids Life Insurance CompanyBroker
November 2003 - July 2006 · 2 yrs 8 mos
State Registrations32 states
ALAZCACOCTDCFLHIIDILMAMDMEMIMOMTNCNDNENMNVNYOKPASCTNTXVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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