Ross Peterson is a registered investment advisor, based in Charlotte, NC, with 22 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Marketing Corporation
August 2025 - Present · 9 mos
Vanguard Advisers, INC.
August 2025 - Present · 9 mos
Vanguard Marketing CorporationBroker
August 2025 - Present · 9 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - August 2025 · 5 mos
Fidelity Personal and Workplace Advisors
June 2021 - March 2025 · 3 yrs 9 mos
Fidelity Brokerage Services LLCBroker
June 2021 - August 2025 · 4 yrs 2 mos
P.J. Robb Variable CorporationBroker
March 2020 - April 2021 · 1 yr 1 mo
Allstate Financial Advisors, LLC
October 2019 - February 2020 · 4 mos
Allstate Financial Services, LLCBroker
August 2014 - February 2020 · 5 yrs 6 mos
MML Investors Services, LLCBroker
November 2013 - July 2014 · 8 mos
Northwestern Mutual Investment Services, LLCBroker
October 2003 - November 2013 · 10 yrs 1 mo
State Registrations2 states
NCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.