Joshua Dunham is a registered investment advisor at Tfr Capital, based in Plano, TX, with 22 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 243 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TFR Capital charges an annual investment management fee ranging from 0.50% to 2.0% of your portfolio. The fee is calculated based on the average daily balance of your accounts. The fee for the initial month is paid after the month is over, and subsequent months are paid in advance.
Location
5801 Tennyson Pkwy, Suite 150, Plano, TX, 75024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua is the owner of Texas Financial Resources, acting as an agent for fixed and indexed annuities, dedicating a few hours per week. He is also the owner and business manager of JD Finco Inc, spending a few hours per week providing financial and operational oversight for TFR WM Inc. Finally, Joshua is the President of TFR Wealth Mgmt LLC, spending nearly full-time as an executive officer, investment advisor, registered representative, and insurance agent.
Employment History
Current Registrations
Tfr Capital
Previous Registrations
Scf Securities, INC.Broker
Scf Investment Advisors, INC.
Tfr Advisors LLP
Wfg Advisors, LP
Wfg Investments, INC.Broker
Wfg Investments, INC.Broker
Wfg Advisors, LP
Summitalliance Advisors, L.L.C.
Summitalliance Securities, L.L.C.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.