Dan Uhm is a registered investment advisor at Seattle Wealth Management LLC, based in Seattle, WA, with 19 years of industry experience. Dan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 100 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees charged vary between 0.8 and 1% of assets under management. Fees may be negotiable.
Fee Estimator
Location
8301-A 5th Avenue Ne, Seattle, WA, 98115
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business Activities
Dan is involved in several LLCs, including real estate holding companies and consulting. He also serves as the owner/CEO of Seattle Wealth Management, LLC, dedicating a few hours per week to consulting and advising accredited investors on real estate equity and debt Delaware Statutory Trust (DST) 1031 exchange investments.
Employment History
Current Registrations
Seattle Wealth Management LLC
Previous Registrations
American Institutional Assets, LLC
American Institutional Assets, LLC
Rcx Capital Group, LLCBroker
Seattle Wealth Management LLC
Ross Securities CorporationBroker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
Securities America, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Wamu Investments, INC.Broker
Wamu Investments, INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch Pierce Fenner & Smith INC.
Ids Life Insurance CompanyBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.