Amy Bautista is a CFA-designated registered investment advisor at Kosmos Management LLC, based in Seattle, WA, with 14 years of industry experience. Amy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 8 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Kosmos manages investments for funds and may manage separate accounts in the future. Clients typically pay a management fee based on a percentage of the total capital under management or invested. Kosmos may also receive commissions from insurance companies when annuities are purchased. It is critical that fund investors refer to the relevant fund’s governing documents for a complete understanding of how Kosmos is compensated for their services and how fees are deducted from fund assets.
Location
601 Union Street, Suite 3900, Seattle, WA, 98101-4054
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Kosmos Management LLC
Previous Registrations
Symetra Investment Services, INC.
State Registrations1 state
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