DC
CFP
DC
CFP
David Casso
21 Years of Experience
Houston, TX
1 DisclosureBroker
David Casso is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Houston, TX, with 21 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5847 San Felipe Street, Ste 3900, Houston, TX, 77057
Get directionsHistory
Regulatory History (1)
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Criminal
January 1996Final Disposition
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
May 2021 - Present · 5 yrs
Raymond James & Associates, INC.
May 2021 - Present · 5 yrs
Previous Registrations
Oppenheimer & CO. INC.Broker
August 2016 - May 2021 · 4 yrs 9 mos
Oppenheimer & CO. INC.
August 2016 - May 2021 · 4 yrs 9 mos
USAA Financial Planning Services
May 2010 - July 2016 · 6 yrs 2 mos
USAA Financial Advisors, INC.Broker
April 2010 - July 2016 · 6 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
June 2009 - March 2010 · 9 mos
Wealth Advisors, INC.
May 2008 - December 2009 · 1 yr 7 mos
1st Global Advisors INC
September 2005 - May 2008 · 2 yrs 8 mos
1st Global Capital CORP.Broker
September 2005 - July 2009 · 3 yrs 10 mos
Amsouth Investment Services, INC.Broker
April 2005 - August 2005 · 4 mos
A. G. Edwards & Sons, INC.Broker
February 2004 - September 2004 · 7 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.