Terrance Lumpkins
Terrance Lumpkins is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Upper Arlington, OH, with 22 years of industry experience. Terrance operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1349 W Lane Ave, Ste 1200, Upper Arlington, OH, 43221
Get directionsHistory
Regulatory History (3)
Regulatory
April 2022Judgment / Lien
July 2021Judgment / Lien
October 2017Other Business ActivitiesSells Insurance
Terrance may earn commissions from insurance companies for selling non-variable life, health, annuity, and/or disability income insurance products. These insurance companies are not affiliated with Northwestern Mutual.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.