Brandon Smith
Brandon Smith is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Upper Arlington, OH, with 21 years of industry experience. Brandon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1349 W Lane Ave, Ste 1200, Upper Arlington, OH, 43221
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Regulatory History (1)
Customer Dispute
April 2016Other Business ActivitiesSells Insurance
Brandon may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves as Treasurer for Scott Consulting and as a Board Member for Olentangy Stix, dedicating minimal time to each.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.