Alexander Cruz is a CFP-designated registered investment advisor at Spc, based in Irvine, CA, with 22 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
7545 Irvine Center Drive, Ste. 200, Irvine, CA, 92618
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alexander is a licensed insurance agent appointed with various insurance companies and dedicates full-time hours to selling insurance products. He also provides referral services to two law firms for estate planning and trust-related services, dedicating minimal time to each.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Sagepoint Financial, INC.
Independent Capital Management
Sagepoint Financial, INC.Broker
Sunamerica Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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