Adrienne Alvarez is a registered investment advisor, based in Irvine, CA, with 21 years of industry experience. Adrienne is also registered as a broker, so some compensation may come from commissions on products sold.
Location
7545 Irvine Center Drive, Suite 200, Irvine, CA, 92618
Get directionsHistory
Regulatory History (1)
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Employment Separation After Allegations
February 2020Other Business Activities
Adrienne works as a golf cart/event server at Tijeras Creek Golf Club since 2021. This takes about 10-20% of her time and is not investment-related.
Employment History
Current Registrations
Parkland Securities, LLCBroker
November 2024 - Present · 1 yr 11 mos
Spc
November 2024 - Present · 1 yr 11 mos
Previous Registrations
LPL Financial LLCBroker
July 2021 - October 2024 · 3 yrs 3 mos
LPL Financial LLC
July 2021 - October 2024 · 3 yrs 3 mos
Waddell & Reed
June 2020 - July 2021 · 1 yr 1 mo
Waddell & ReedBroker
June 2020 - July 2021 · 1 yr 1 mo
U.S. Bancorp Investments, INC.
February 2012 - March 2020 · 8 yrs 1 mo
U.S. Bancorp Investments, INC.Broker
January 2011 - March 2020 · 9 yrs 2 mos
Chase Investment Services CORP.Broker
May 2009 - January 2011 · 1 yr 8 mos
Wamu Investments, INC.Broker
December 2004 - May 2009 · 4 yrs 5 mos
State Registrations8 states
AZCACOFLKSNCSCWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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