Carolyn Reynolds
Carolyn Reynolds is a registered investment advisor at Proxy Wealth Advisors LLC, based in Huntersville, NC, with 18 years of industry experience. Carolyn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 564 clients with $90M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Proxy Wealth Advisors charges an annual management fee of up to 2% of your portfolio. This fee is calculated either quarterly or monthly, based on the average daily balance or the quarter-end market value of the account. The exact fee is negotiated and depends on the investment strategy's complexity and the size of your account. If Proxy Wealth uses the iFlip platform, a 0.30% annual platform fee is added to the management fee.
Location
Huntersville, NC
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Regulatory History (1)
Employment Separation After Allegations
May 2024Employment History
Current Registrations
Proxy Wealth Advisors LLC
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Fidelity Brokerage Services LLCBroker
J.P. Morgan Securities LLCBroker
Morgan StanleyBroker
Morgan Stanley
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.