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Carolyn Reynolds
Proxy Wealth Advisors LLC
18 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
Proxy Wealth Advisors LLC
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
12 advisors
Number of Clients
564 clients
Average Client Portfolio
$160K average
Assets Under Management
$90.0M
Fee Structure
Investment Management
Planning
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Location
Huntersville, NC
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History
Regulatory History (1)
What are disclosures?
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Employment Separation After Allegations
May 2024
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Proxy Wealth Advisors LLC
February 2025 - Present · 1 yr
Previous Registrations
Charles Schwab & CO., INC.
September 2021 - June 2024 · 2 yrs 9 mos
Charles Schwab & CO., INC.
Broker
August 2021 - June 2024 · 2 yrs 10 mos
Fidelity Brokerage Services LLC
Broker
June 2021 - July 2021 · 1 mo
J.P. Morgan Securities LLC
Broker
May 2018 - August 2020 · 2 yrs 3 mos
Morgan Stanley
Broker
June 2009 - April 2018 · 8 yrs 10 mos
Morgan Stanley
June 2009 - April 2018 · 8 yrs 10 mos
Morgan Stanley & CO. Incorporated
November 2006 - June 2009 · 2 yrs 7 mos
Morgan Stanley & CO. Incorporated
Broker
November 2006 - June 2009 · 2 yrs 7 mos
Morgan Stanley
November 2005 - November 2006 · 1 yr
Morgan Stanley Dw INC.
Broker
September 2005 - November 2006 · 1 yr 2 mos
State Registrations
1 state
NC
Advisor
Exams
No exam information available for this advisor.