BD
CFP
BD
CFP

Brandon Day

22 Years of Experience
1 DisclosureBrokerSells Insurance

Brandon Day is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dallas, TX, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

15110 Dallas Pkwy Suite 500, Dallas, TX, 75248

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025
Denied
Other Business ActivitiesSells Insurance

Brandon sells group and independent health insurance, dedicating minimal time to it. He also teaches financial/retirement planning seminars, is an IAR for Advisor Resource Council and 360 Wealth Planners, and rents office space to LPL advisors.

Employment History
Current Registrations
LPL Financial LLC
April 2017 - Present · 9 yrs
Advisor Resource Council
June 2012 - Present · 13 yrs 10 mos
LPL Financial LLC
December 2010 - Present · 15 yrs 4 mos
LPL Financial LLCBroker
December 2010 - Present · 15 yrs 4 mos
Previous Registrations
LPL Financial LLC
December 2010 - June 2013 · 2 yrs 6 mos
Securian Financial Services, INC.
November 2003 - December 2010 · 7 yrs 1 mo
Securian Financial Services, INC.Broker
November 2003 - December 2010 · 7 yrs 1 mo
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.