Deanna Gutta is a registered investment advisor, based in Rochester, NY, with 13 years of industry experience.
Location
100 Meridian Centre Blvd Ste 200, Rochester, NY, 14618
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Deanna provides wealth management advice and investment guidance through Davie Kaplan Wealth Care Advisors LLC, taking nearly full-time. She also works as an insurance agent for Avantax Insurance, dedicating minimal time to assessing client needs and providing suitable insurance options.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Davie Kaplan Wealth Care Advisors, LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
Brighton Securities CORP.
Brighton Securities CORP.Broker
Citizens Securities, INC.
Citizens Securities, INC.Broker
Allstate Financial Services, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.