Thomas Tavenner
Thomas Tavenner is a registered investment advisor at Tavco Financial Advisory, INC, based in Springfield, OH, with 13 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 53 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 1.50% |
| $100K - $250K | 1.25% |
| $250K - $1.0M | 0.75% |
| $1M+ | 0.75% |
Schedule reflects fees for the Orion Solutions Program. Capital Group accounts are charged a flat 0.75%. Total combined fees including third-party managers will not exceed 2%. Fees are negotiable.
Fee Estimator
Location
4910 Old Mechanicsburg Rd, Springfield, OH, 45502
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an agent at The Tavenner Agency, Inc. since 1997, selling fixed life, annuities, and long-term care products, dedicating about a quarter of his time to this activity.
Employment History
Current Registrations
Tavco Financial Advisory, INC
The Tavenner CompanyBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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