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Aaron Marberg

Sanford C. Bernstein & CO., LLC
21 Years of Experience
Seattle, WA
1 DisclosureBroker
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Aaron Marberg is a registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Seattle, WA, with 21 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 112 clients with $1.2B in assets under management.

Sanford C. Bernstein & CO., LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
446 advisors
Number of Clients
112 clients
Average Client Portfolio
$10.9M average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.85%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $3.0M1.20%
$3.0M - $6.0M1.10%
$6.0M - $11.0M1.05%
$11.0M - $26.0M0.90%
$26.0M - $51.0M0.75%
$51M+0.65%

Rates shown apply to return-seeking and diversifying assets. Accounts between $1M and $5M also incur a 0.25% administrative and servicing charge on the first $3M of applicable assets. Accounts under $1M fall under an all-inclusive fee schedule.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

601 Union Street, Suite 4650, Seattle, WA, 98101

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Sanford C. Bernstein & CO., LLCBroker
March 2010 - Present · 16 yrs 7 mos
Sanford C. Bernstein & CO., LLC
March 2010 - Present · 16 yrs 7 mos
Alliancebernstein L.P.
March 2010 - Present · 16 yrs 7 mos
Previous Registrations
Lincoln InvestmentBroker
January 2009 - March 2010 · 1 yr 2 mos
Lincoln Investment Planning, INC
January 2009 - March 2010 · 1 yr 2 mos
Shelgren Financial Group, INC.
March 2005 - July 2009 · 4 yrs 4 mos
Great American Advisors, INC.Broker
February 2005 - December 2008 · 3 yrs 10 mos
Pmg Securities CorporationBroker
October 2004 - February 2005 · 4 mos
State Registrations26 states
AKAZCACOCTDCDEFLHIIDMAMDMIMTNCNHNVNYOHORPASCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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