JA
JA

Joseph Arnold

22 Years of Experience
Brookfield, WI
1 DisclosureBroker

Joseph Arnold is a registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

19435 W Capitol Dr Ste 100, Brookfield, WI, 53045

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
July 2001
Final Disposition
Other Business Activities

Joseph is the owner of Arnold Wealth Management, a business entity for tax/investment purposes. He also operates SIA Brookfield as a DBA for his LPL business, dedicating full-time hours to it, and works as a basketball coach at Lake Country School for minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 5 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
Sii Investments, INC.
February 2010 - February 2018 · 8 yrs
Sii Investments, INC.Broker
February 2010 - February 2018 · 8 yrs
Ameriprise Financial Services, INC.
January 2004 - March 2010 · 6 yrs 2 mos
Ameriprise Financial Services, INC.Broker
January 2004 - March 2010 · 6 yrs 2 mos
Ids Life Insurance CompanyBroker
January 2004 - July 2006 · 2 yrs 6 mos
State Registrations5 states
CAFLILTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Arnold - Financial Advisor | TrueAdvisor