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Shuai Wang

Cambridge Investment Research Advisors, INC.
22 Years of Experience
San Jose, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Shuai Wang is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in San Jose, CA, with 22 years of industry experience. Shuai is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

San Jose, CA

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History

Regulatory History (1)
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Regulatory
June 2026
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Shuai is an independent insurance agent for various companies and makes insurance referrals, dedicating about a quarter of his time to these activities. He is also an advisory representative of a Registered Investment Advisor (RIA) and the owner of Essence Wealth & Insurance Services LLC.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
January 2012 - Present · 14 yrs 9 mos
Cambridge Investment Research, INC.Broker
March 2011 - Present · 15 yrs 7 mos
Previous Registrations
Oneamerica Securities, INC.Broker
November 2009 - March 2011 · 1 yr 4 mos
Northwestern Mutual Investment Services, LLCBroker
July 2004 - November 2009 · 5 yrs 4 mos
State Registrations3 states
CAGATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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