TrueAdvisor
TrueAdvisor
BR
BR

Brian Russell

Rubicon Advisors
22 Years of Experience
Roseville, CA
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

Brian Russell is a registered investment advisor at Rubicon Advisors, based in Roseville, CA, with 22 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 1,391 clients with $420M in assets under management.

Rubicon Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
1,391 clients
Average Client Portfolio
$302K average
Assets Under Management
$420.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Maximum annual fee of 1.75% for comprehensive portfolio management. LPL sponsored advisory programs charge up to 1.80% (or 1.35% for Guided Wealth Portfolios). Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2998 Douglas Blvd., Suite 320, Roseville, CA, 95611

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2014
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Brian spends about 5% of his time selling life, health, long-term care, disability, and fixed annuity insurance products through Rubicon Advisors. He also dedicates nearly full-time hours as an Investment Advisor Representative (IAR) with Rubicon Advisors, providing investment advisory services.

Employment History
Current Registrations
Rubicon Advisors
March 2015 - Present · 11 yrs 7 mos
LPL Financial LLCBroker
June 2012 - Present · 14 yrs 4 mos
Previous Registrations
LPL Financial LLC
June 2012 - September 2016 · 4 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2009 - June 2012 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2009 - June 2012 · 2 yrs 9 mos
Wells Fargo Advisors, LLC
January 2008 - September 2009 · 1 yr 8 mos
Wells Fargo Advisors, LLCBroker
January 2008 - September 2009 · 1 yr 8 mos
A. G. Edwards & Sons, INC.
October 2007 - January 2008 · 3 mos
A. G. Edwards & Sons, INC.Broker
August 2007 - January 2008 · 5 mos
Ameritas Investment CORP.Broker
January 2004 - August 2007 · 3 yrs 7 mos
State Registrations20 states
AKAZCACOCTFLGAIDKYMAMIMTOHOKORSCSDTXWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Roseville, CA →All financial advisors in California →