Jay Shah
Jay Shah is a registered investment advisor at A.G.P / Alliance Global Partners, based in New York, NY, with 22 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 6,959 clients with $2.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
A.G.P. charges a percentage of your portfolio each year, up to 3%. The exact fee is negotiable and will be outlined in your investment management agreement. Fees are payable quarterly in advance. A.G.P. may group related accounts to calculate your fee. A.G.P. also offers a wrap account with fees up to 2% annually, which includes advisory, brokerage, and custodial services.
Location
590 Madison Avenue, 28th Floor, New York, NY, 10022
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2015Customer Dispute
May 2009Other Business Activities
Jay works as a home health aide for Preferred Home Care for about 10-20% of their time. He is also a consultant with 10% equity ownership in 360@MED LLC, an online medical appointment scheduling service, dedicating minimal time to this role. Jay is also listed as the owner of Viana Capital Inc. for tax purposes, but spends no time on it.
Employment History
Current Registrations
A.G.P / Alliance Global Partners
A.G.P. / Alliance Global PartnersBroker
Previous Registrations
B. Riley Wealth ManagementBroker
B. Riley Wealth Advisors, INC.
National Securities CorporationBroker
Vfinance Investments, INCBroker
Avalon Partners, INC.Broker
J.P. Turner & Company, L.L.C.Broker
Continental Broker-Dealer CORP.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.