Christopher Ray is a CFA-designated registered investment advisor, based in Waltham, MA, with 18 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold.
Location
800 South Street, Suite 160, Waltham, MA, 02453
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Boston Partners Securities, L.L.C.Broker
September 2026 - Present · 1 mo
Pension & Wealth Management Advisors
June 2026 - Present · 4 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
June 2018 - August 2026 · 8 yrs 2 mos
Man Investments INC.Broker
July 2015 - January 2017 · 1 yr 6 mos
Mmc Securities CORP.Broker
December 2005 - October 2012 · 6 yrs 10 mos
Putnam Retail Management Limited PartnershipBroker
March 2004 - August 2005 · 1 yr 5 mos
State Registrations1 state
MA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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