Gene Murphy
Gene Murphy is a registered investment advisor at Four Points Advisors, LLC, based in New York, NY, with 20 years of industry experience. Gene operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 1 more. Their firm serves 81 clients with $37M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.75% |
| $2.0M - $5.0M | 1.25% |
| $5M+ | 1.25% |
Fees are capped at these percentages and are negotiable. If client assets are placed with an Independent Manager available through the Adhesion platform, a separate, additional fee of up to 0.08% annually will be charged to the client. Fees for assets managed by an Independent Manager will vary based on the Independent Manager’s fee schedule and will generally range from 0.20 - 0.50% annually. The Adhesion fee and Independent Manager fee is not charged in addition to Four Points’ advisory fee; rather, it is deducted from the total fee agreed upon with Four Points.
Fee Estimator
Location
99 Park Avenue, Floor 8, New York, NY, 10016
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gene is the Manager, CEO/CCO of Four Points Advisors, LLC, owner of Four Points Insurance Agency, LLC, and involved with Four Points Capital Partners, LLC. He also works as a consultant for Compliance Risk Concepts, LLC and is a managing member of Prospect Street Holdings, LLC.
Employment History
Current Registrations
Four Points Advisors, LLC
Four Points Capital Partners LLC
Four Points Capital Partners LLCBroker
Previous Registrations
Tcbi SecuritiesBroker
Pennhaven Brokerage Partners, LLCBroker
Mirae Asset Wealth Management (USA) INC.
Mirae Asset Wealth Management (USA) INC.Broker
Melius Research
Arlington Capital Services, LLCBroker
Stockpile Investments, INC.Broker
Ifp Securities, LLCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Oppenheimer & CO. INC.Broker
Brookstreet Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.