Stephen Loughman is a CFP-designated registered investment advisor, based in Lebanon, NH, with 22 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold.
Location
35 Centerra Pkwy, Ste. 201, Lebanon, NH, 03766
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen has 50% ownership in Doyle Loughman Wealth Management Group LLC and 100% ownership in New Boston, both investment-related and taking up a full-time commitment. He also serves as trustee for DLWMG 401K, requiring minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cwm, LLC
Previous Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Bradley Michalchuk, CFPWells Fargo Advisors
- Christopher Johnson, CFPCetera Investment Advisers LLC
- Karen Shapiro, ChFCCambridge Investment Research Advisors, INC.
- Charles Morgan, PFS
- John Hutchins, CFPThe Wealth Conservatory
- Anthony Ash, CFADattilio & Ash Capital Management, LLC