TrueAdvisor
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KS
ChFC
KS
ChFC

Karen Shapiro

Cambridge Investment Research Advisors, INC.
10 Years of Experience
Lebanon, NH
BrokerSells Insurance
View SEC Summary
View SEC Summary

Karen Shapiro is a ChFC-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Lebanon, NH, with 10 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 361,213 clients with $140B in assets under management.

Cambridge Investment Research Advisors, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3940 advisors
Number of Clients
361,213 clients
Average Client Portfolio
$384K average
Assets Under Management
$138.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum allowable advisory fee is 2.25% annually across platforms. Actual fees are negotiable and set by your financial professional based on account size, complexity, and specific program selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

367 Route 120, Unit84, Lebanon, NH, 03766

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Karen works as an advisory representative of a registered investment advisor (RIA), spending about half her time, with half of that time dedicated to trading. Karen is also an employee of Green Future Wealth Management, dedicating full-time hours, and an independent insurance agent for the same company, spending a few hours per week.

Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
July 2022 - Present · 4 yrs 3 mos
Cambridge Investment Research, INC.Broker
June 2022 - Present · 4 yrs 4 mos
Previous Registrations
The Patriot Financial Group, LLC
July 2019 - June 2022 · 2 yrs 11 mos
Securities America Advisors, INC.
June 2017 - August 2019 · 2 yrs 2 mos
Securities America, INC.Broker
February 2017 - July 2022 · 5 yrs 5 mos
Dsil Investment Services LLCBroker
April 2012 - December 2012 · 8 mos
State Registrations10 states
CTFLMAMINHOHPATXVTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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