Mark Korona is a registered investment advisor at UBS Financial Services INC., based in Lexington, KY, with 22 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.
Location
307 South Ashland, Lexington, KY, 40502
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mark is a partner in KGW Investments, a vacation rental property, and spends minimal time on it. He also serves as a director on the board of the Kentucky Nephrology Research Trust, dedicating minimal time to this role, and manages a vacation rental property through Triple P LLC.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
J.p.morgan Securities INC.
J.P. Morgan Securities INC.Broker
J.P. Morgan Securities INC.Broker
J. P. Morgan Securities INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations24 states
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