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David Demarest

UBS Financial Services INC.
22 Years of Experience
Lexington, KY
1 DisclosureBroker
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David Demarest is a registered investment advisor at UBS Financial Services INC., based in Lexington, KY, with 22 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

307 South Ashland, Lexington, KY, 40502

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History

Regulatory History (1)
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Customer Dispute
August 2026
Pending
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Other Business Activities

David provides consulting and billing services to Green Partners, LLC, a real estate partnership, through FFE, Inc. He is also a partner in Green Partners, LLC, where he makes decisions on the operations of the commercial real estate they own.

Employment History
Current Registrations
UBS Financial Services INC.Broker
August 2012 - Present · 14 yrs 2 mos
UBS Financial Services INC.
August 2012 - Present · 14 yrs 2 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - August 2012 · 3 yrs 10 mos
J.P. Morgan Securities LLC
October 2008 - May 2012 · 3 yrs 7 mos
J.P. Morgan Securities INC.Broker
June 2008 - October 2008 · 4 mos
J. P. Morgan Securities INC.
June 2008 - October 2008 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2004 - June 2008 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2004 - June 2008 · 3 yrs 9 mos
State Registrations24 states
ALCADEFLGAILINKYMAMDMIMNMONCNJNYOHOKPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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