Kevin Breckenfelder is a registered investment advisor, based in Cologate, WI, with 21 years of industry experience.
Location
Cologate, WI
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin will be a high school soccer referee, starting in April. This non-investment related job will take a few hours per week for four months of the year.
Employment History
Current Registrations
Transamerica Investors Securities, LLC
January 2017 - Present · 9 yrs 4 mos
Transamerica Retirement Advisors, LLC
January 2017 - Present · 9 yrs 4 mos
Transamerica Investors Securities, LLCBroker
January 2017 - Present · 9 yrs 4 mos
Previous Registrations
LPL Financial LLC
March 2015 - December 2016 · 1 yr 9 mos
LPL Financial LLCBroker
March 2015 - December 2016 · 1 yr 9 mos
J.P. Morgan Securities LLC
October 2012 - March 2015 · 2 yrs 5 mos
J.P. Morgan Securities LLCBroker
October 2012 - March 2015 · 2 yrs 5 mos
Chase Investment Services CORP.Broker
April 2010 - October 2012 · 2 yrs 6 mos
Chase Investment Services CORP.
April 2010 - October 2012 · 2 yrs 6 mos
M&i Financial Advisors, INCBroker
January 2006 - April 2010 · 4 yrs 3 mos
M&i Financial Advisors, INC.
January 2006 - March 2010 · 4 yrs 2 mos
Thrivent Investment Management INC.Broker
April 2004 - January 2006 · 1 yr 9 mos
State Registrations1 state
WI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.