LN
LN
Lee Neugebauer is a registered investment advisor at Morgan Stanley, based in Hauppauge, NY, with 20 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
888 Veterans Memorial Highway, Suite 300, Hauppauge, NY, 11788
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2014Denied
Employment History
Current Registrations
Morgan StanleyBroker
August 2020 - Present · 5 yrs 9 mos
Morgan Stanley
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2012 - August 2020 · 7 yrs 10 mos
J.P. Morgan Securities LLC
October 2012 - August 2020 · 7 yrs 10 mos
Chase Investment Services CORP.
August 2008 - October 2012 · 4 yrs 2 mos
Chase Investment Services CORP.Broker
May 2008 - October 2012 · 4 yrs 5 mos
S.W. Bach & CompanyBroker
February 2004 - January 2007 · 2 yrs 11 mos
State Registrations25 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.