Adrian Lynn Phipps

PNC Investments

21 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment Management

PNC Investments

Compensation

Fee-Only (AUM)

Firm Size

1033 advisors

Number of Clients

157,536 clients

Average Client Portfolio

$168K average

Assets Under Management

$26.5B

Fee Structure

Minimum Investment:$250K

Financial Planning:Investment management only

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $250K	2.00%
$250K - $500K	1.75%
$500K - $1.0M	1.50%
$1.0M - $2.0M	1.25%
$2.0M - $4.0M	1.00%
$4M+	1.00%

Fees negotiable for accounts over $4,000,000.

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

4000 Embassy Pkwy, Akron, OH, 44333

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

December 2022

Denied

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

PNC Wealth Management

July 2025 - Present · 7 mos

PNC Wealth Management LLCBroker

July 2025 - Present · 7 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith Incorporated

October 2021 - June 2025 · 3 yrs 8 mos

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

October 2021 - June 2025 · 3 yrs 8 mos

Fifth Third Securities, INC.

March 2009 - October 2021 · 12 yrs 7 mos

Fifth Third Securities, INC.Broker

March 2009 - October 2021 · 12 yrs 7 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

January 2005 - February 2009 · 4 yrs 1 mo

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

January 2005 - February 2009 · 4 yrs 1 mo

Equity Services, INC.Broker

April 2004 - October 2004 · 6 mos

State Registrations2 states

ALOH

AdvisorBrokerBoth

Exams

No exam information available for this advisor.