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Raghunandan Krishnan

Potentia Wealth
8 Years of Experience
San Jose, CA
Broker
View SEC Summary
View SEC Summary

Raghunandan Krishnan is a registered investment advisor at Potentia Wealth, based in San Jose, CA, with 8 years of industry experience. Raghunandan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 731 clients with $570M in assets under management.

Potentia Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9 advisors
Number of Clients
731 clients
Average Client Portfolio
$779K average
Assets Under Management
$569.1M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range from 2.0% to 0.6% and are negotiable depending on client characteristics. Third-party program platform and manager fees may apply separately (0.15% to 1.0%).

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1226 Lincoln Ave, Suite 200, San Jose, CA, 95125

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Raghunandan operates under several DBAs for his LPL business, including Potentia and Old Lane Solutions LLC. He also provides investment advisory services through Potentia RIA, LLC, spending about two-thirds of his time on this activity.

Employment History
Current Registrations
Potentia Wealth
April 2024 - Present · 2 yrs 6 mos
LPL Financial LLC
November 2019 - Present · 6 yrs 11 mos
LPL Financial LLCBroker
November 2019 - Present · 6 yrs 11 mos
Previous Registrations
Mariner Independent
December 2019 - April 2024 · 4 yrs 4 mos
Merrill Lynch Pierce Fenner & Smith INC.
June 2004 - November 2005 · 1 yr 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2004 - November 2005 · 1 yr 6 mos
State Registrations38 states
ARAZCACOCTDCDEFLGAHIIDINKSKYMAMIMNMOMTNCNDNJNMNVNYOHORPASCSDTNTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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