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Anthony Montgomery
21 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
Anthony Montgomery is a registered investment advisor at Morgan Stanley, based in Scottsdale, AZ, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
14850 North Scottsdale Road, Suite 600, Scottsdale, AZ, 85254
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Regulatory History (1)
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Customer Dispute
August 2011Denied
Other Business Activities
Anthony serves as president of the Notre Dame Preparatory High School Booster Club. This activity is not investment-related.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
June 2006 - April 2007 · 10 mos
Morgan Stanley Dw INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
April 2004 - March 2006 · 1 yr 11 mos
State Registrations32 states
AZCACOCTDCFLGAHIIDILMAMIMNMSMTNCNDNJNMNVNYOHOKORPASCSDTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.