Gregory Dillon
Gregory Dillon is a CFA, CFP-designated registered investment advisor at Prosperity Capital Advisors, based in Berkeley Heights, NJ, with 18 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
200 Connell Park Suite 2L8A, Berkeley Heights, NJ, 07922
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Gregory is involved in several business activities, including being president of a non-profit chapter, an advisory board member for Best Buddies NJ, and a registered representative with OneTeam Financial, LLC. He also works with Clarity 2 Prosperity and NJLTC Marketplace, selling fixed annuities, disability, and long-term care insurance, and is a financial advisor for Prosperity Capital Advisors.
Employment History
Current Registrations
Prosperity Capital Advisors
M Holdings Securities, INC.Broker
Previous Registrations
M Holdings Securities, INC.
UBS Securities LLCBroker
State Registrations22 states
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