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Flint Schuller

UBS Financial Services INC.
18 Years of Experience
Charlotte, NC
1 DisclosureBroker
View SEC Summary
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Flint Schuller is a registered investment advisor at UBS Financial Services INC., based in Charlotte, NC, with 18 years of industry experience. Flint is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

11325 North Community House Road, Suite 600, Charlotte, NC, 28277

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History

Regulatory History (1)
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Regulatory
December 2007
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
UBS Financial Services INC.
May 2026 - Present · 5 mos
UBS Financial Services INC.Broker
May 2026 - Present · 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
October 2022 - January 2026 · 3 yrs 3 mos
Wells Fargo Advisors
October 2022 - January 2026 · 3 yrs 3 mos
Dempsey Lord Smith, LLC
June 2021 - January 2022 · 7 mos
Dempsey Lord Smith, LLCBroker
June 2021 - January 2022 · 7 mos
Advice and Planning Services
November 2012 - November 2020 · 8 yrs
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2012 - November 2020 · 8 yrs 2 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
February 2007 - August 2010 · 3 yrs 6 mos
New England Securities Corporation
September 2006 - February 2007 · 5 mos
New England SecuritiesBroker
June 2006 - February 2007 · 8 mos
First Command Financial Planning, INC.
September 2005 - April 2006 · 7 mos
First Command Bank
January 2005 - September 2005 · 8 mos
First Command Financial Planning, INC.Broker
March 2004 - April 2006 · 2 yrs 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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