JL
JL
Jake Long
3 Years of Experience
Charlotte, NC
1 DisclosureBroker
Jake Long is a registered investment advisor at UBS Financial Services INC., based in Charlotte, NC, with 3 years of industry experience. Jake is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
Loading...
Location
11325 North Community House Road, Suite 600, Charlotte, NC, 28277
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025Denied
Employment History
Current Registrations
UBS Financial Services INC.
August 2023 - Present · 3 yrs 2 mos
UBS Financial Services INC.Broker
June 2023 - Present · 3 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Yuval Ezer, CFAUBS Financial Services INC.
- Warren BrooksUBS Financial Services INC.
- Kyle Blumenstock, CFPUBS Financial Services INC.
- Flint SchullerUBS Financial Services INC.
- Christopher RiceUBS Financial Services INC.
- Benjamin McclellandUBS Financial Services INC.