Tammy Lau
Tammy Lau is a registered investment advisor at Wells Fargo Advisors, based in Castro Valley, CA, with 22 years of industry experience. Tammy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
3500 Castro Valley Blvd, Castro Valley, CA, 94546
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2022Customer Dispute
June 2016Customer Dispute
June 2009Other Business Activities
Tammy owns rental property in Castro Valley, CA since 2010. She spends minimal time on this activity.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Clearing Services, LLCBroker
Previous Registrations
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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