TrueAdvisor
TrueAdvisor
PK
PK

Paul Mcmahon Kelley

Piper Sandler & CO.
19 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Piper Sandler & CO.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B

Location

800 Nicollet Mall, Main Office, Minneapolis, MN, 55402

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
August 2016 - Present · 9 yrs 6 mos
Piper Sandler & CO.Broker
February 2006 - Present · 20 yrs
Previous Registrations
Piper Jaffray Investment Management, LLC
April 2012 - August 2016 · 4 yrs 4 mos
Fiduciary Asset Management INC.
March 2009 - April 2012 · 3 yrs 1 mo
Piper Jaffray Investment Management LLC
September 2008 - February 2011 · 2 yrs 5 mos
State Registrations33 states
AKALCACOCTFLILINKYMAMEMIMNMOMTNCNENHNJNVNYOHOKORPARISCSDTNVAWAWIWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.