DC
DC

Douglas Cronin

13 Years of Experience
BrokerSells Insurance

Douglas Cronin is a registered investment advisor at Hazard & Siegel Advisory Services LLC, based in Dewitt, NY, with 13 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 167 clients with $380M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28 advisors
Number of Clients
167 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$378.5M

Fee Structure

Planning is included in investment management (also available separately)

HSAS uses third-party money managers, who charge a fee that is fully disclosed. HSAS may share in this fee. HSAS may also share its advisory fee with a solicitor responsible for acquiring the client. HSAS does not directly state their investment management fees.

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Location

5793 Widewaters Parkway, Dewitt, NY, 13214

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Douglas is a 49% partner and principal at Crown Risk Mgmt LLC, an insurance brokerage specializing in health insurance and employee benefits, dedicating nearly full-time hours to this role. He also solicits client accounts for Hazard & Siegel Advisory Services LLC, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Hazard & Siegel Advisory Services LLC
June 2021 - Present · 4 yrs 10 mos
Hazard & Siegel, INC.Broker
October 2012 - Present · 13 yrs 6 mos
State Registrations3 states
KYNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Cronin - Financial Advisor | TrueAdvisor