John Carlson
John Carlson is a registered investment advisor at MML Investors Services, LLC, based in Minot, ND, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
710 31st Ave SW, Suite 3, Minot, ND, 58701
Get directionsHistory
Regulatory History (1)
Regulatory
September 2015Other Business ActivitiesSells Insurance
John sells life, health, and property & casualty insurance, dedicating minimal time to it. He also has ownership in real estate and CPA firms, with passive involvement in those businesses.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Thrivent Investment Management INC.Broker
State Farm Vp Management CORP.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.