David Thomsen is a registered investment advisor at Sfe Investment Counsel INC., based in Los Angeles, CA, with 21 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 894 clients with $750M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $1.3M | 1.75% |
| $1.3M - $3.3M | 1.50% |
| $3.3M - $8.3M | 1.25% |
| $8.3M+ | 1.00% |
Fees are negotiable. For dual-contract relationships, the annual rate is 0.50%, subject to a minimum annual fee of $500. This fee is also negotiable in select circumstances.
Fee Estimator
Location
801 South Figueroa Street, Suite 610, Los Angeles, CA, 90017
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David has been a volunteer at the New Center for PsychoAnalysis since 2009, a school that educates mental health professionals. This activity takes about 10-20% of David's time.
Employment History
Current Registrations
Sfe Investment Counsel INC.
Previous Registrations
Stern Fisher Edwards INCBroker
Citicorp Investment ServicesBroker
State Registrations1 state
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