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Adam Richardson

Keystone Financial Group, LLC
22 Years of Experience
Somerset, KY
Broker
View SEC Summary
View SEC Summary

Adam Richardson is a registered investment advisor at Keystone Financial Group, LLC, based in Somerset, KY, with 22 years of industry experience. Adam is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 6,628 clients with $2.3B in assets under management.

Keystone Financial Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
33 advisors
Number of Clients
6,628 clients
Average Client Portfolio
$353K average
Assets Under Management
$2.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Annual fees range between 0.25% and 2.00% depending on the services, account size, and representative. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

38 Public Square, Somerset, KY, 42501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam owns rental properties, operates Keystone Financial Group and Richardson Wealth Management as DBAs for his LPL business, and is an IAR with Keystone Financial Group. He also owns LQC Properties LLC, Simple & Rich LLC, and Goodwin Building Holdings, LLC dba The Bar Upstars.

Employment History
Current Registrations
Keystone Financial Group, LLC
May 2014 - Present · 12 yrs 5 mos
LPL Financial LLCBroker
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
May 2008 - May 2014 · 6 yrs
J.J.B. Hilliard, W.L. Lyons, LLCBroker
May 2008 - May 2014 · 6 yrs
Wachovia Securities, LLCBroker
January 2008 - May 2008 · 4 mos
Wachovia Securities, LLC
January 2008 - May 2008 · 4 mos
A. G. Edwards & Sons, INC.
August 2004 - January 2008 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
August 2004 - January 2008 · 3 yrs 5 mos
State Registrations13 states
ALCAFLGAILINKYNCOHTNTXUTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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