WP
WP
William Parrish
21 Years of Experience
Knoxville, TN
12 DisclosuresBrokerSells Insurance
William Parrish is a registered investment advisor, based in Knoxville, TN, with 21 years of industry experience.
Location
9734 Kingston Pike, Ste 701, Knoxville, TN, 37922
Get directionsHistory
Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2022Final
Financial
October 2021Final
Judgment / Lien
August 2021Financial
January 2021Final
Financial
May 2020Final
Financial
April 2020Final
Judgment / Lien
September 2019Financial
September 2019Final
Financial
August 2019Final
Financial
August 2019Final
Judgment / Lien
June 2019Financial
July 2018Final
Other Business ActivitiesSells Insurance
William is an insurance producer with Slate, Disharoon, Parrish and Associate, LLC since 2009, dedicating full-time hours to this activity. He also works as an advisory representative of a RIA through CIRA, spending a little over half-time on this investment-related activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
April 2009 - Present · 17 yrs 1 mo
Cambridge Investment Research, INC.Broker
April 2009 - Present · 17 yrs 1 mo
Previous Registrations
MML Investors Services, INC.
May 2008 - May 2009 · 1 yr
MML Investors Services, INC.Broker
August 2004 - May 2009 · 4 yrs 9 mos
State Registrations22 states
ALARAZCACOFLGAILINKSKYMOMSNCNENMOHSCTNVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.