William Bowen
William Bowen is a CFP-designated registered investment advisor at Cambridge Investment Research Advisors, INC., based in Knoxville, TN, with 47 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
9724 Kingston Pike, Ste. 901, Knoxville, TN, 37922
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Regulatory History (1)
Customer Dispute
May 1999Other Business ActivitiesSells Insurance
William is an independent insurance agent for various independent insurance companies. He also serves as an arbitrator for FINRA, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Amg Financial Strategies, INC.
Fsc Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Fsc Securities CorporationBroker
First Florida Securities, INC.Broker
Interstate Securities CorporationBroker
Paine, Webber, Jackson & Curtis INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.