TrueAdvisor
TrueAdvisor
AO
AO

Alexandre Oliveira

LPL Financial LLC
22 Years of Experience
Waltham, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Alexandre Oliveira is a registered investment advisor at LPL Financial LLC, based in Waltham, MA, with 22 years of industry experience. Alexandre is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

40 Crescent St, Waltham, MA, 02453

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Alexandre operates his LPL business through several entities, including Northeast Planning Associates and Olive Tree Wealth Management. He also spends about 10% of his time on non-variable insurance products, including life, health, disability, long-term care, and fixed annuities.

Employment History
Current Registrations
LPL Financial LLC
July 2008 - Present · 18 yrs 3 mos
Northeast Planning Associates, INC.
July 2008 - Present · 18 yrs 3 mos
LPL Financial LLC
July 2008 - Present · 18 yrs 3 mos
LPL Financial LLCBroker
July 2008 - Present · 18 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.Broker
August 2004 - July 2008 · 3 yrs 11 mos
Ids Life Insurance CompanyBroker
August 2004 - July 2006 · 1 yr 11 mos
State Registrations23 states
AZCACTFLGAILKSKYMAMIMONCNHNJNMNYORPARISCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Waltham, MA →All financial advisors in Massachusetts →